Associate Compliance Training Quiz

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| By Evan Kaplan

Evan Kaplan

Community Contributor

Quizzes Created: 2 | Total Attempts: 425

Questions: 10 | Attempts: 206 | Updated: Mar 20, 2023

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Questions and Answers

1.

Which of the following is a violation of the Compliance Program?
- A.
  
  Submitting a claim for services that a patient did not receive
- B.
  
  Accepting a gift from a vendor in return for using their product
- C.
  
  Reprimanding a coworker for reporting a perceived issue to the Compliance Department that turned out to be nothing
- D.
  
  All of the above
- E.
  
  None of the above
Correct Answer
D. All of the above

Explanation
All of the options listed are violations of the Compliance Program. Submitting a claim for services that a patient did not receive is fraudulent and goes against the ethical standards of the program. Accepting a gift from a vendor in return for using their product is a conflict of interest and can compromise the integrity of the program. Reprimanding a coworker for reporting a perceived issue to the Compliance Department discourages reporting and undermines the purpose of the program. Therefore, all of these actions are violations of the Compliance Program.

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2.

If I become aware of a situation that I suspect is fraudulent, I should first:
- A.
  
  Report it to my immediate supervisor
- B.
  
  Report it to the Compliance Department
- C.
  
  Report it to the proper authorities
- D.
  
  Ignore it
- E.
  
  A and/or B
Correct Answer
E. A and/or B

Explanation
If you become aware of a situation that you suspect is fraudulent, the correct course of action would be to report it to your immediate supervisor and/or the Compliance Department. Reporting it to your supervisor ensures that the issue is brought to the attention of someone within your organization who can take appropriate action. Reporting it to the Compliance Department ensures that the matter is escalated to the appropriate department responsible for handling fraud-related issues. Both options are important as they help to address the situation internally within the organization.

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3.

The All Metro Code of Ethics is the same thing as the Policy and Procedure Manual
- A.
  
  True
- B.
  
  False
Correct Answer
B. False

Explanation
The statement is false because the All Metro Code of Ethics and the Policy and Procedure Manual are not the same thing. The Code of Ethics typically outlines the moral and professional standards that employees should follow, while the Policy and Procedure Manual provides specific guidelines and instructions on how to carry out various tasks and procedures within the organization. These two documents serve different purposes and cover different aspects of the organization's operations.

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4.

Compliance issues may include:
- A.
  
  Quality of care issues
- B.
  
  Breaches of confidentiality
- C.
  
  Conflicts of interest
- D.
  
  All of the above
- E.
  
  None of the above
Correct Answer
D. All of the above

Explanation
Compliance issues refer to situations where individuals or organizations fail to adhere to rules, regulations, or standards. In this case, the given options include various types of compliance issues. Quality of care issues can arise when healthcare providers fail to meet the expected standards of patient care. Breaches of confidentiality occur when sensitive information is disclosed without proper authorization. Conflicts of interest arise when personal interests interfere with professional obligations. Therefore, "All of the above" is the correct answer as it encompasses all the mentioned compliance issues.

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5.

The Compliance Program is comprised of the Compliance Plan and the Code of Ethics and meant to ensure we operate in a manner consistent with applicable requirements
- A.
  
  True
- B.
  
  False
Correct Answer
A. True

Explanation
The Compliance Program consists of two components: the Compliance Plan and the Code of Ethics. These components work together to ensure that the organization operates in a manner that is consistent with all applicable requirements. Therefore, the statement that the Compliance Program is meant to ensure we operate in a manner consistent with applicable requirements is true.

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6.

The Compliance Program helps All Metro increase its
- A.
  
  Cost of providing services
- B.
  
  Quality of patient care
- C.
  
  Ability to identify and correct misconduct early
- D.
  
  Both B and C
- E.
  
  All of the above
Correct Answer
D. Both B and C

Explanation
The Compliance Program helps All Metro increase the quality of patient care by ensuring that all staff members adhere to the necessary guidelines and regulations, ultimately leading to better patient outcomes. Additionally, the program helps the organization identify and correct misconduct early on, preventing any potential harm or legal issues. Therefore, both options B and C are correct as the Compliance Program positively impacts both the quality of patient care and the ability to identify and correct misconduct early.

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7.

If I report wrongdoing to the Compliance Department
- A.
  
  I can remain anonymous
- B.
  
  I will not be retaliated against
- C.
  
  I will not be disciplined even if I know my report is false
- D.
  
  All of the above
- E.
  
  A and B
Correct Answer
E. A and B

Explanation
The correct answer is "A and B." This means that if someone reports wrongdoing to the Compliance Department, they can remain anonymous and will not be retaliated against. This suggests that the organization values confidentiality and wants to encourage employees to come forward without fear of negative consequences. However, the answer does not include the statement that the person will not be disciplined even if they know their report is false.

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8.

Who is responsible for compliance within All Metro?
- A.
  
  Chief Compliance Officer
- B.
  
  Board of Directors
- C.
  
  Chief Executive Officer
- D.
  
  Everyone
Correct Answer
D. Everyone

Explanation
Compliance within All Metro is the responsibility of everyone within the organization. This means that all employees, from the Chief Compliance Officer to the Board of Directors and the Chief Executive Officer, are accountable for ensuring that the company operates in accordance with all applicable laws, regulations, and ethical standards. Compliance is a collective effort that requires the participation and commitment of all individuals within the organization to maintain integrity and adhere to compliance policies and procedures.

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9.

What are the potential consequences of submitting a false claim?
- A.
  
  Having to repay many times the amount of the false claim
- B.
  
  Fine/financial penalty
- C.
  
  Exclusion from federal healthcare programs (e.g., Medicaid)
- D.
  
  None of the above
- E.
  
  All of the above
Correct Answer
E. All of the above

Explanation
Submitting a false claim can have several potential consequences. Firstly, the individual may have to repay many times the amount of the false claim, which can result in significant financial burden. Secondly, they may face fines or financial penalties as a punishment for their fraudulent actions. Additionally, submitting a false claim can lead to exclusion from federal healthcare programs such as Medicaid, limiting access to essential healthcare services. Therefore, all of the mentioned consequences can be faced by someone who submits a false claim.

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Current Version
Mar 20, 2023

Quiz Edited by
ProProfs Editorial Team
Nov 19, 2015

Quiz Created by
Evan Kaplan

Associate Compliance Training Quiz

Which of the following is a violation of the Compliance Program?

If I become aware of a situation that I suspect is fraudulent, I should first:

The All Metro Code of Ethics is the same thing as the Policy and Procedure Manual

Compliance issues may include:

The Compliance Program is comprised of the Compliance Plan and the Code of Ethics and meant to ensure we operate in a manner consistent with applicable requirements

The Compliance Program helps All Metro increase its

If I report wrongdoing to the Compliance Department

Who is responsible for compliance within All Metro?

What are the potential consequences of submitting a false claim?