Compliance Training Quizzes, Questions & Answers
Top Trending Quizzes
This is a PCI compliance training test! Being that we are living in a paperless society, credit and debit cards are the most used ways of payments, and establishments need to follow some regulations to ensure the safety of the...
Questions: 10 | Attempts: 6548 | Last updated: Nov 16, 2023
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Sample QuestionPCI DSS was created by the major credit card companies.
This trivia training quiz is made up of the LIHTC compliance OHCS manual. Owning a house is something that everyone desires to do, but if you work for OHCS, you know that you cannot just hand over a house until some things have...
Questions: 10 | Attempts: 1703 | Last updated: Mar 22, 2023
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Sample QuestionLIHTC stands for which of the following acronyms?
Compliance training quiz: MCQ trivia! It is important for a place of work or a profession to have some rules they should abide in. In the quiz below, you will test if you understood the topics covered in training. Do give them a...
Questions: 20 | Attempts: 2378 | Last updated: Mar 21, 2023
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Sample QuestionCompliance is defined as
Below is compliance: anti-money laundering test! It is designed to help anyone working in the financial sector know all the guidelines and regulations put forth when it comes to money laundering what one should do when it is...
Questions: 19 | Attempts: 1746 | Last updated: Mar 21, 2023
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Sample QuestionWhat is one of the major risks of Money laundering?
Can you pass the export compliance test? There are a lot of rules that are put in place to ensure that before something leaves a country, it has gone through different checks and does not pose a danger to people. Do take up the...
Questions: 20 | Attempts: 2405 | Last updated: Mar 22, 2023
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Sample QuestionTrue or False: Exporting ITAR/EAR controlled data to foreign persons usually requires a license.
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Recent Quizzes
Please complete the required quiz for the Department of Education's PCI compliance requirement in the year 2018.
Questions: 8 | Attempts: 139 | Last updated: Mar 21, 2023
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Sample QuestionPlease check all that apply: How do I protect cardholder data?
Do you know anything about corporate compliance? Do you suppose you can conquer this quiz? In the corporate world, it is defined as the process of making sure your company and employees follow all laws, regulations, standards,...
Questions: 9 | Attempts: 1443 | Last updated: Mar 22, 2023
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Sample QuestionWho is the corporate compliance officer?
Thank you for attending the training online. To be entitled to certificate of completion, please take this assessment test. The test contains 5 questions that you will need to answer 3 questions correctly in...
Questions: 7 | Attempts: 210 | Last updated: Feb 3, 2023
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Sample QuestionSFC's off-site monitoring on SFC licensed corporation includes the following:
Thank you for attending the training online. To be entitled to certificate of completion, please take this assessment test. The test contains 10 questions that you will need to answer 5 questions correctly in...
Questions: 12 | Attempts: 218 | Last updated: Feb 3, 2023
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Sample QuestionWhat is the maximum fine for a criminal offence of insider dealing under Hong Kong Laws?
Thank you for attending the training online. To be entitled to certificate of completion, please take this assessment test. The test contains 5 questions that you will need to answer 3 questions correctly in...
Questions: 10 | Attempts: 174 | Last updated: Feb 3, 2023
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Sample QuestionShould personal dealing be recorded and documented by the compliance department?
This is a PAR: compliance training test. When you start a company, there is much that is expected of you when it comes to the safety of living things, and as an employee of PAR, you should know all the things that you should do...
Questions: 17 | Attempts: 167 | Last updated: Mar 18, 2023
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Sample QuestionPAR has a duty to seek the lowest execution price for trades on behalf of the Fund on all trades.
Do you know about PCI compliance? In the world today, most people are not prone to walking around with cash and opt to pay for things acquired through debit or credit cards. If you are a seller, you need to ensure that you know...
Questions: 10 | Attempts: 266 | Last updated: Nov 17, 2023
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Sample QuestionPCI stands for:
Below is a compliance 101: trivia test questions! It is perfect for anyone who wants to add on to their knowledge when it comes to compliance with laid down internal and external policies. Do take up the quiz below and get to see...
Questions: 7 | Attempts: 3924 | Last updated: Mar 22, 2023
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Sample QuestionThe OIG performs all of the following EXCEPT:
Are you looking for a corporate compliance program trivia quiz? Every organization has specific regulations and laws that it is expected to follow, and coming up with this program helps to keep an eye out for which ones are being...
Questions: 10 | Attempts: 131 | Last updated: Mar 22, 2023
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Sample QuestionWho is the Corporate Compliance Officer for Physicians Toxicology?
Below are an import and export compliance test! There is a lot that can go wrong if people were allowed to move anything over the borders and transfer them freely. This is why there are specific rules that are laid down to ensure...
Questions: 25 | Attempts: 505 | Last updated: Mar 21, 2023
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Sample QuestionWHEN IS EXPORT CLASSIFICATION OF HARDWARE AND TECHNICAL DATA REQUIRED BY TRIUMPH ENGINE CONTROL SYSTEMS UNDER THE EAR AND ITAR?
This trivia quiz is a quality assurance compliance test! To protect consumers from extortion or from buying harmful products, the government and various bodies have laid don specific rules that companies should follow to ensure...
Questions: 10 | Attempts: 202 | Last updated: Mar 19, 2023
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Sample QuestionThe agent created a booking for the customer who called in to enquire about fare pricing.
Below is a regulatory compliance test! Different organizations are guided by specific laws, policies, and regulations, and failure to following them often leads to legal charges against the entity. Do take the quiz below and get...
Questions: 15 | Attempts: 345 | Last updated: Mar 22, 2023
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Sample QuestionSparrow's Compliance efforts include informing all associates about the importance of compliance
Below is a corporate compliance assessment test! For a business to function effectively in a setting, they are expected to follow guidelines put in place by regulating bodies as well as the government of the country they operate...
Questions: 8 | Attempts: 573 | Last updated: Mar 21, 2023
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Sample QuestionThe Corporate Compliance Policy and Procedures have been developed to see that BHC complies with all legal and ethical standards or practice.
Below is a Ferc: SOC Compliance Training Test! It is perfect for helping you see just how much you know about how to the standard of conduct that is expected of you when it comes to the SOC. Do give it a try, and be sure to check...
Questions: 10 | Attempts: 184 | Last updated: Mar 20, 2023
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Sample QuestionCompliance with the SOC is required by the:
Test your understanding of the code of ethics policy and procedure in this compliance training quiz. There are a set of rules that are expected to be followed in financial institutions so that one can obtain certain types of...
Questions: 15 | Attempts: 143 | Last updated: Feb 19, 2024
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Sample QuestionYou want to participate in a secondary offering. You can't participate if the fund:
Welcome to this scheduling compliance test! If you carry out maintenance regularly, there are some things that you should ensure you check and to see if you do so correctly, I have prepared the quiz below. Do give it a shot and...
Questions: 52 | Attempts: 69 | Last updated: Mar 20, 2023
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Sample QuestionAetna has a 30 mile search radius?
Below is a PCI compliance test! If you want to pay your bill using your credit or debit card, you want to know that your information will not be used for other reasons other than the transactions you have verified to do. Take...
Questions: 10 | Attempts: 8989 | Last updated: Mar 22, 2023
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Sample QuestionA commercial payment product has been PA-DSS 1.2.1 validated by a PA-QSA. It is also listed on the PCI Security Standards Council Website as a validated payment application. As a result, the product is guaranteed to be PCI-DSS compliant when deployed in the merchant’s environment.
Are you looking for a health care corporate compliance test! There are a lot of things that can go wrong if the health care system is not well monitored or regularizes as the medical practitioners would do whatever suits them...
Questions: 10 | Attempts: 856 | Last updated: Mar 22, 2023
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Sample QuestionWhich of the following is a violation of Cornell Scott-Hill Health Center’s Compliance Program:
This is an NCAA compliance test! This compliance test is designed to help administrators ensure that their athletic department and student-athletes are in compliance with NCAA legislation. Do you know all the legislations? Do...
Questions: 11 | Attempts: 983 | Last updated: Mar 22, 2023
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Sample QuestionA local restaurant is offering "buy-one get-one free" entrees to all college students on Friday night. The restaurant manager called you personally to invite you to take advantage of this special deal. Can you accept?
SOX section 404: compliance trivia test! Do you believe you have a proper understanding of all the guidelines laid down by the SOX and can easily pass the quiz below? To help you see how true that is, we have prepared the amazing...
Questions: 18 | Attempts: 284 | Last updated: Mar 22, 2023
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Sample QuestionManager Approvals must contain:
Below is a new hire orientation compliance training test! Every new employee is expected to know the laws of the organizations and what regulations or policies help it to run smoothly. As a new employee, the quiz below will help...
Questions: 19 | Attempts: 247 | Last updated: Mar 22, 2023
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Sample QuestionPlease list which 2 of the following describe a compliance program.
What we have here is an international trade compliance policy test trivia quiz? It is perfect for anyone who wants to be in the export-import business to know the rules that control the trade. By taking this quiz, you will get to...
Questions: 5 | Attempts: 304 | Last updated: Mar 21, 2023
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Sample QuestionThe purpose of this Policy is to ensure that:
Below is a regulatory compliance training trivia quiz! There are different laws, regulations, guidelines, and specifications put in place when it comes to business processes and for a business to succeed without threats of being...
Questions: 10 | Attempts: 180 | Last updated: Mar 22, 2023
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Sample QuestionThe compliance deadline for Regulation CC changes that created one check processing region was:
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