Compliance Training Quizzes, Questions & Answers

Recent Quizzes

Import And Export Compliance Test! Trivia Questions Quiz

Import and Export Compliance Test! Trivia Questions Quiz

Below are an import and export compliance test! There is a lot that can go wrong if people were allowed to move anything over the borders and transfer them freely. This is why there are specific rules that are laid down to ensure...

Questions: 25 | Attempts: 514 | Last updated: Mar 21, 2023

Sample Question
WHEN IS EXPORT CLASSIFICATION OF HARDWARE AND TECHNICAL DATA REQUIRED BY TRIUMPH ENGINE CONTROL SYSTEMS UNDER THE EAR AND ITAR?

ONLY WHEN EXPORTING OUTSIDE THE UNITED STATES

ONLY WHEN PROVIDING TO A FOREIGN NATIONAL

ONLY ITAR ITEMS NEED TO BE CLASSIFIED, NOT EAR

ALL HARDWARE & TECHNICAL DATA MUST BE CLASSIFIED EITHER UNDER THE ITAR OR EAR

Quality Assurance Compliance Test! Trivia Quiz

This trivia quiz is a quality assurance compliance test! To protect consumers from extortion or from buying harmful products, the government and various bodies have laid don specific rules that companies should follow to ensure...

Questions: 10 | Attempts: 204 | Last updated: Mar 19, 2023

Sample Question
The agent created a booking for the customer who called in to enquire about fare pricing.

Followed privacy and security guidelines (including credit card information)

Adhered to anti-fraud measures

Advised fare rules

Left notes on the PNR

Regulatory Compliance Test! Trivia Questions Quiz

Below is a regulatory compliance test! Different organizations are guided by specific laws, policies, and regulations, and failure to following them often leads to legal charges against the entity. Do take the quiz below and get...

Questions: 15 | Attempts: 350 | Last updated: Mar 22, 2023

Sample Question
Sparrow's Compliance efforts include informing all associates about the importance of compliance

True

False

Corporate Compliance Assessment Test! Trivia Quiz

Below is a corporate compliance assessment test! For a business to function effectively in a setting, they are expected to follow guidelines put in place by regulating bodies as well as the government of the country they operate...

Questions: 8 | Attempts: 575 | Last updated: Mar 21, 2023

Sample Question
The Corporate Compliance Policy and Procedures have been developed to see that BHC complies with all legal and ethical standards or practice.

True

False

Compliance Training Quiz: MCQ Trivia!

Compliance training quiz: MCQ trivia! It is important for a place of work or a profession to have some rules they should abide in. In the quiz below, you will test if you understood the topics covered in training. Do give them a...

Questions: 20 | Attempts: 2409 | Last updated: Mar 21, 2023

Sample Question
Compliance is defined as

A yielding; as to a desire or a demand.

The act of complying; a yielding; as to a desire, demand, or proposal.

The act of complying; a yielding; as to a desire, demand, or proposal or concession.

The act of complying; a yielding; as to a desire, demand, or proposal; concession; submission.

All of the above

Ferc: SOC Compliance Training Test! Trivia Quiz

FERC: SOC Compliance Training Test! Trivia Quiz

Below is a Ferc: SOC Compliance Training Test! It is perfect for helping you see just how much you know about how to the standard of conduct that is expected of you when it comes to the SOC. Do give it a try, and be sure to check...

Questions: 10 | Attempts: 197 | Last updated: Mar 20, 2023

Sample Question
Compliance with the SOC is required by the:

Securities and Exchange Commission

U.S. Department of Transportation

Federal Energy Regulatory Commission

Code Of Ethics Policy And Procedure! Compliance Training Quiz

Code of Ethics Policy and Procedure! Compliance Training Quiz

Test your understanding of the code of ethics policy and procedure in this compliance training quiz. There are a set of rules that are expected to be followed in financial institutions so that one can obtain certain types of...

Questions: 15 | Attempts: 143 | Last updated: Feb 19, 2024

Sample Question
You want to participate in a secondary offering. You can't participate if the fund:

Has ever shorted the stock

Has shorted the stock anytime in the previous year prior to the pricing date

Is net short the position at the time of the registration period

Has shorted the stock 5 days before the pricing date

Scheduling Compliance Test! Trivia Quiz

Welcome to this scheduling compliance test! If you carry out maintenance regularly, there are some things that you should ensure you check and to see if you do so correctly, I have prepared the quiz below. Do give it a shot and...

Questions: 52 | Attempts: 70 | Last updated: Mar 20, 2023

Sample Question
Aetna has a 30 mile search radius?

True

False

PCI Compliance Test! Trivia Quiz

Below is a PCI compliance test! If you want to pay your bill using your credit or debit card, you want to know that your information will not be used for other reasons other than the transactions you have verified to do. Take...

Questions: 10 | Attempts: 9058 | Last updated: Mar 22, 2023

Sample Question
A commercial payment product has been PA-DSS 1.2.1 validated by a PA-QSA. It is also listed on the PCI Security Standards Council Website as a validated payment application. As a result, the product is guaranteed to be PCI-DSS compliant when deployed in the merchant’s environment.

True

False

Health care Corporate Compliance Test! Trivia Quiz

Health Care Corporate Compliance Test! Trivia Quiz

Are you looking for a health care corporate compliance test! There are a lot of things that can go wrong if the health care system is not well monitored or regularizes as the medical practitioners would do whatever suits them...

Questions: 10 | Attempts: 863 | Last updated: Mar 22, 2023

Sample Question
Which of the following is a violation of Cornell Scott-Hill Health Center’s Compliance Program:

Billing a patient for services they did not receive.

Taking office supplies home for personal use.

Accepting a gift from an HHC vendor.

Referring HHC patients to practice in which you have a financial interest in.

All of the above

None of the above

« Previous 123 4 Next »